Securities & Business Law CLE

Organized by: Daniel D. Hill

7 Hours of CLE Credit, includes 1 Ethics Credit

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Schedule

8:30 – 9:30 (1) – Raising Investment Capital

9:30 – 10:30 (2) – Common Remedies

10:30 – 10:45 Break

10:45 – 11:45 (3) – Everything Old is New Again

Lunch – Wayne Klein Ethics presentation.

1:15 – 2:15 (4) – Case Study

2:15 – 3:15 (5) – Lucia v SEC

3:15 – 4:15 (6) – Executive Compensation

Topics/Presenters

1) Raising Investment Capital: The Basics of Complying with Securities Laws

2) Common Remedies in Securities Regulation Cases in Utah

3) Everything Old is New Again – Alternatives to traditional IPOs get fresh branding in the Information Age

4) Legal and Ethical Constraints on Settlement Agreements

5) Case Study: The Conviction of Evan Greebel (Martin Shrkeli Attorney)

6) Lucia v SEC

7) Executive Compensation

For more information, contact Stephen Seko at 801 297-7036 or via email at stephen.seko@utahbar.org or Lexie Goates at 801 297-7032 or via e-mail at lexie.goates@utahbar.org