SCM NEWS & OPINIONS

Securities & Business Law CLE

Organized by: Daniel D. Hill

Join us for

A joint Securities & Business Law CLE

7 Hours of CLE Credit, includes 1 Ethics Credit

February 7, 2018

Utah Law & Justice Center (The Bar)

645 So. 200 East

Salt Lake City, Utah

Business Law & Securities Law Section Members: $115

Non-Member: $165

Register Now

Schedule 

8:30 – 9:30      (1) – Raising Investment Capital

9:30 – 10:30    (2) – Common Remedies

10:30 – 10:45  Break

10:45 – 11:45 (3) – Everything Old is New Again

Lunch – Wayne Klein Ethics presentation.

1:15 – 2:15      (4) – Case Study

2:15 – 3:15      (5) – Lucia v SEC

3:15 – 4:15      (6) – Executive Compensation

Topics/Presenters 

1)      Raising Investment Capital: The Basics of Complying with Securities Laws 

  • Brad R. Jacobsen, Michael Best

2)      Common Remedies in Securities Regulation Cases in Utah 

  • SEC – Dan Wadley
  • State Division of Securities, Keith Woodwell

3)      Everything Old is New Again – Alternatives to traditional IPOs get fresh branding in the Information Age 

  • Jim Kruse and Betsy Voter, Michael Best

4)      Legal and Ethical Constraints on Settlement Agreements 

  • Wayne Klein, Klein & Associates

5)      Case Study:  The Conviction of Evan Greebel (Martin Shrkeli Attorney)

  • Maria Windham, Ray Quinney

6)      Lucia v SEC 

  • Erik Christiansen, Parsons Behle

7)      Executive Compensation 

  • TBD

For more information, contact Stephen Seko at 801 297-7036 or via email at stephen.seko@utahbar.org or Lexie Goates at 801 297-7032 or via e-mail at lexie.goates@utahbar.org

Daniel D. Hill