SCM advises public and private companies, management, boards of directors, and board committees on the full range of securities law services
Securing and structuring the right funding sources can be critical to the long-term success of a business. One way to fund a business is by issuing securities.
A security is a financial instrument that represents an ownership position in a publicly-traded corporation (stock), a creditor relationship with governmental body or a corporation (bond), or rights to ownership as represented by an option.
We advise public and private companies, management, boards of directors, and board committees on a full range of matters involving corporate governance, securities offerings, fiduciary duties, and compliance and disclosure matters under the Securities Act of 1933, Securities Exchange Act of 1934, the Sarbanes-Oxley Act and the Dodd-Frank Act, as well as the related SEC rules and the listing standards of the New York Stock Exchange, NASDAQ Stock Market and other stock markets.
Practice Contacts
Daniel D. Hill
- Of Counsel
- 801.322.9153
- ddh@scmlaw.com
J. Colby Clark
- Shareholder
- 801.322.9127
- jcc@scmlaw.com
Robert B. Cummings
- Shareholder
- 801.322.9248
- rbc@scmlaw.com
John E. Gates
- Of Counsel
- 801.322.9150
- jeg@scmlaw.com
Richard Van Wagoner
- Shareholder
- 801.322.9168
- rav@scmlaw.com
