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The Harmonie Group
The Harmonie Group

The Harmonie Group is an international network of defense firms with contacts throughout North America and Europe. For more info visit The Harmonie Group, or contact SCM Attorney Andrew M. Morse

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Law Firm Alliance

Law Firm Alliance provides access to over 3,000 member firm lawyers' worldwide. For more info visit Law Firm Alliance, or contact SCM Attorney Camille N. Johnson

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Securities & Business Law CLE


Organized by: Daniel D. Hill

Join us for

A joint Securities & Business Law CLE

7 Hours of CLE Credit, includes 1 Ethics Credit

February 7, 2018 

Utah Law & Justice Center (The Bar) 

645 So. 200 East 

Salt Lake City, Utah 

Business Law & Securities Law Section Members: $115 

Non-Member: $165
 

Register Now

Schedule 

8:30 – 9:30      (1) - Raising Investment Capital 

9:30 – 10:30    (2) - Common Remedies 

10:30 – 10:45  Break 

10:45 – 11:45 (3) - Everything Old is New Again 

Lunch - Wayne Klein Ethics presentation.   

1:15 – 2:15      (4) - Case Study 

2:15 – 3:15      (5) - Lucia v SEC 

3:15 – 4:15      (6) - Executive Compensation 

Topics/Presenters 

1)      Raising Investment Capital: The Basics of Complying with Securities Laws 

  • Brad R. Jacobsen, Michael Best    

2)      Common Remedies in Securities Regulation Cases in Utah 

  • SEC - Dan Wadley 
  • State Division of Securities, Keith Woodwell   

3)      Everything Old is New Again - Alternatives to traditional IPOs get fresh branding in the Information Age 

  • Jim Kruse and Betsy Voter, Michael Best   

4)      Legal and Ethical Constraints on Settlement Agreements 

  • Wayne Klein, Klein & Associates   

5)      Case Study:  The Conviction of Evan Greebel (Martin Shrkeli Attorney) 

  • Maria Windham, Ray Quinney   

6)      Lucia v SEC 

  • Erik Christiansen, Parsons Behle   

7)      Executive Compensation 

  • TBD 

   For more information, contact Stephen Seko at 801 297-7036 or via email at stephen.seko@utahbar.org or Lexie Goates at 801 297-7032 or via e-mail at lexie.goates@utahbar.org 

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